Staff Attorney
Warner Robins, GA
This position will be primarily in-office and located in Warner Robins, GA. What You'll Do: Legal Advice and Counsel:Provide legal advice on a range of issues, including the creation, interpretation, and modification of credit union policies, ensuring...
Director of Business Development, Legal, Compliance, and Risk
Mc Lean, VA
Job Summary :Under the direction of the Regional Business Development Director (RBDD), and in collaboration with practice leadership, and the Chief Business Development Officer, the Director of Business Development, Legal, Compliance & Risk, is responsible...
Legal Counsel-Wholesale Credit & Lending, Special Credits Unit
New York, NY, USA
Description Our purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing...
VP, Compliance Officer (CRA)
Carmel, IN
Description: The VP Compliance Officer is primarily responsible for administering monitoring programs under the Company s compliance management system to assist in managing compliance risk across the organization. In particular, the Compliance Officer...
Compliance, US Bank Regulatory Engagement, Senior Compliance Officer
New York, NY, USA
Our Team Goldman Sachs' US Banking Regulatory Engagement team coordinates engagement with the firm's US Banking regulators, including the Federal Reserve Bank of New York, New York Department of Financial Services, Federal Deposit Insurance Corporation...
Wealth Management Institutional RIA Compliance Officer
Baltimore, MD - $110,000
Description Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations,...
Attorney-Advisor, NB-0905-VI
Washington DC
DutiesAs an Attorney-Advisor, you will:Conduct all legal work (including investigations and administrative litigation) potentially resulting in and/or involving administrative enforcement actions against banks and institution affiliated parties, including...
Compliance Officer
San Jose, CA
Compliance OfficerJob Description:Stay updated on federal and state compliance rules, laws, and regulations applicable to the Credit Union.Report changes to affected departments and provide guidance to Management regarding compliance matters. Review,...
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Chief Compliance Officer, CIBC US Private Wealth
New York, NY, USA
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Legal, Real Estate Transaction Attorney, Vice President, Dallas
Dallas, TX
LEGAL We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle litigation and arbitration, perform research and due diligence, aid in financing and legal filings, deal with contracts...
Asset Management - Compliance Officer
Albany, NY - $130
Description Jefferies Financial Group Inc. ( Jefferies,'' we,'' us'' or our'') is a U.S. -headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded in...
Technology Audit, Compliance, & Legal - Vice President
Dallas, TX
RoleInternal Audit - Compliance and Legal Technology Auditor (Vice President)Internal AuditWhat We DoAs the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance...
Wealth Management Litigation Attorney
Los Angeles, CA - $110,000
Description Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including...
ERISA Attorney for Retirement Legal Group
New York, NY, USA - $110,000
Description Wealth Management Attorney - Retirement General DescriptionMorgan Stanley seeks an experienced ERISA attorney to join the Retirement Legal Group, supporting a variety of service and product offerings within its retail Wealth Management business....
Chief Compliance Officer
Harrisburg, PA
Start something good. Empower your career. Become an employee owner at Cenlar.Employee owners have made Cenlar the nation's leading mortgage loan subservicer. Our unique culture is defined by our core values of respect, trust, integrity and care. Company...
Lead Compliance Officer
Minneapolis, MN - $111,100
About this role:Wells Fargo is seeking a Lead Compliance Officer as part of the Compliance team for the Consumer, Small and Business Banking Marketing organization. This role, as part of Independent Risk Management, will support execution of the Compliance...
Compliance Officer (hybrid)
San Jose, CA
Keeps informed about federal and state compliance rules, laws, regulations, and best practices as they relate to the Credit Union. Assists with reporting changes, as appropriate, to affected departments. Provides Management with information on any changing...
Compliance, Policy Governance - Senior Compliance Officer, Vice President
New York, NY, USA - $115000 -$250000
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
Senior Lead Counsel 2, Legal Investigations (Hybrid)
Tampa, FL, USA - $170,000
Citi Legal is seeking a senior attorney to join the Investigations Legal team. Investigations Legal supports Citi's Banking, Markets, Services and Wealth businesses including corporate and investment banking, the commercial bank, the private bank, liquidity...
Senior Counsel, Product Legal (Partnerships)
San Francisco, CA - $150k
About AirwallexAirwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 100,000 businesses worldwide - including Brex, Rippling,...
Legal Counsel-Wholesale Credit & Lending, Special Credits Unit
New York, NY, USA
Description Our purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing...
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Chief Compliance Officer, CIBC US Private Wealth
Chicago, IL
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Chief Compliance Officer, CIBC US Private Wealth
Elmwood Park, IL
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Chief Compliance Officer, CIBC US Private Wealth
Chicago, IL
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Chief Compliance Officer, CIBC US Private Wealth
Rolling Meadows, IL
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Chief Compliance Officer, CIBC US Private Wealth
Chicago, IL
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Chief Compliance Officer, CIBC US Private Wealth
Chicago, IL
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Chief Compliance Officer, CIBC US Private Wealth
Chicago, IL
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Chief Compliance Officer, CIBC US Private Wealth
Chicago, IL
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Senior Legal Counsel-Wholesale Credit and Lending
Rolling Meadows, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Chief Compliance Officer, CIBC US Private Wealth
Arlington Heights, IL
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Senior Legal Counsel-Wholesale Credit and Lending
Elk Grove Village, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...
Chief Compliance Officer, CIBC US Private Wealth
Chicago, IL
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work....
Senior Legal Counsel-Wholesale Credit and Lending
Chicago, IL
Description HSBC's purpose - opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...